Conduct of Business Sourcebook Supplement Consultation Paper FSA CP57- ACT Response

Ms Brenda Gibson
Investment Business Policy Department
The Financial Services Authority

14 September 2000

Dear Ms Gibson

CP57 - The Conduct of Business Sourcebook Supplement

Thank you for giving us the opportunity to respond to your further consultation on the Conduct of Business Sourcebook. We are pleased to see that some of our suggestions have been adopted particularly with regard to the categorisation of clients. We do, however, have a few additional points we wish to make.