Regulations and Compliance

Index of other technical papers:
Accounting & Reporting | Bond Markets | Business Continuity & Operational Risk | Capital Adequacy | Corporate Governance | Payments | Pensions | Ratings | Regulations & Compliance | Share-based Payments | Share Issuance | Taxation

Regulations & Compliance
	An Overview of the Work of the IOSCO Technical Committee 2007
		IOSCO Press Release (March 2007)
		ACT Response (April 2007)
	Bank of England
		Operations in the Sterling money markets
		News Release: Uncertainty, the Implementation of Monetary Policy and the Management of Risk
		Description of framework
	Committee of European Securities Regulators (CESR): Conduct of Business Rules (EU harmonisation) consultation
		ACT response (November 2001)
	Davidson Review: Implementation of EU legislation
		ACT response (May 2006)
		David Calls for Evidence (March 2006)
	Disclosure of contracts for difference (Nov 2007)
		FSA consultation paper CP07/20 - Disclosure of CfDs (Nov 2007)
		ACT response to FSA re disclosure of CfDs (Feb 2008)
	Discussion Paper: Treasury Committee inquiry into Private Equity
		ACT explanation of Cov-lite (June 2007)
		Treasury Committee announces terms of reference for its inquiry into Private Equity (March 2007)
		ACT Response (May 2007)
	DTI Consultation on modernisation of accounting directives and IAS infrastructure, including arrangements for the use of IAS by companies (March 2004)
		ACT response (July 2004)
	Electronic Money Markets
		Bank of England announcement (Sept 2003)
	European Commission Green Paper on Financial Services Policy (2005-2010)
		ACT response (August 2005)
		Commission Green Paper (May 2005)
	Financial Services Authority (FSA) Consultation 04/08: Miscellaneous amendments to the Handbook (No.14): Changes to Listing Rules
		ACT Response (July 2004)
	Financial Services Authority (FSA) consultation: review of the listing regime (October 2003)
		Summary of response (February 2004)
		ACT response (February 2004)
		FSA consultation paper (October 2003)
	Financial Services Authority (FSA): Conduct of Business Consultation Paper CP43
		ACT response (April 2000)
	Financial Services Authority (FSA): Conduct of Business Sourcebook Supplement Consultation Paper CP57
		ACT response (September 2000)
	Financial Services Authority (FSA): Inter-professionals Code (IPC) Consultation Paper CP47
		ACT response (July 2000)
	Financial Services Authority (FSA): Market Abuse Regime Consultation Paper CP59
		ACT informal comments (November 2000)
	Financial Services Authority (FSA): Price Stabilisation Rules Consultation Paper CP40
		ACT response (April 2000)
	Forum of European Securities Commissions (FESCO): Conduct of Business Rules (EU harmonisation) consultation
		ACT response (May 2001)
	FSA Discussion paper 08/1 'A review of the Structure of the Listing Regime'
		FSA Discussion paper 08/1 'A review of the Structure of the Listing Regime
		ACT Response (April 2008)
	FSA Discussion paper Private Equity: A Discussion of Risk and Regulatory Engagement
		ACT Response (March 2007)
		FSA Discussion paper Private Equity: A Discussion of Risk and Regulatory Engagement
	Housing Corporation: Treasury management
		ACT Response (October 2006)
		Housing Corporation consultation paper (July 2006)
	Impact of extraterritorial regulation on the cross-border financial markets
		Speech by John Grout, ACT Policy and Technical Director (June 2007)
	Implementation of the Transparency Directive; FSA consultation CP06/4
		FSA consultation on implementation of the Transparency Directive - June 2006
		FSA consultation document
	MiFID (Markets in Financial Instruments Directive) for corporate treasurers (September 2007)
		ACT Briefing Note
	MiFID implementation: Best execution – FSA Discussion paper
		ACT response (August 2006)
		FSA discussion paper (May 2006)
	MiFID implementation: Client Categorisation requirements - FSA paper
		ACT response (September 2006)
		FSA Paper (August 2006)
	MiFID working document ESC/23/2005 re eligible counterparties
		ACT comments re client categorisation (Sept 2005)
	Review of the Lamfalussy process
		Interim Report of the EU’s Inter-Institutional Monitoring Group
		ACT response (March 2007)
	The new market abuse and disclosure regime in the UK
		A guide for listed companies (August 2005)
	UK Insolvency regime
		ACT letter to HM Treasury re insolvency scheme (September 2007)
		ACT calls for review of insolvency regime
	Walker Group / BVCA consultation on Dislosure and Transparency in Private Equity
		Walker Group / BVCA consultation document (July 2007)
		ACT Response (September 2007)