Mr A Murfin
Markets and Exchanges Division
Financial Services Authority
30 November 2000
Dear Mr Murfin
MARKET ABUSE - CP 59
Although we have made no formal response to the Consultation Papers on this topic, it seems possible that treasurers could unwittingly fall foul of the provisions. It would normally be our intention to inform our members of the aspects of the regime that would apply to them but we are very unclear what impact the new rules will have on treasurers.
Message from the managing editor I read a wide variety of publications, ranging from broad finance-related titles, to those which deal with treasury related issues in passing, through to a few whic
Ms Brenda Gibson
Investment Business Policy Department
The Financial Services Authority
14 September 2000
Dear Ms Gibson
CP57 - The Conduct of Business Sourcebook Supplement
Thank you for giving us the opportunity to respond to your further consultation on the Conduct of Business Sourcebook. We are pleased to see that some of our suggestions have been adopted particularly with regard to the categorisation of clients. We do, however, have a few additional points we wish to make.
Message from the vice chairman of the committee I am writing at the end of a a week that saw Microsoft found guilty of violating anti-trust laws, and, given this predicted ruling, a surprisingly st
Following various conversations between yourselves and representatives of the Association, we are writing to confirm our comments relating to the section of CP40 dealing with market disclosure and customer disclosure.
